Kurs Inhalt
Rough description
This online course is a refresher course on the topic of the cod of conduct under FinSA. In recent months/years, FINMA has repeatedly noted that certain practical and interpretative questions have been raised and requires a high level of transparency in dealing with financial clients. The online course reiterates the principles of the codes of conduct and also sets out FINMA’s transparency expectations.
Number of lessons: 3 (2 lessons)
Learning objectives
The participants…
- Have an overview of the FinSA law and know their areas of application
- Know the FinSA code of conduct and the legal basis for them
- Are familiar with FINMA’s transparency requirements in connection with certain rules of conduct
Accreditation(s):
Recognised as a refresher course by the Swiss advisor registers in accordance with FinSA (knowledge of the code of conduct for the renewal of entry in the advisor register). The online course has also been recognised by the SAQ (all certificates for “conduct”).
Price
CHF 220.00
Standard runtime
After starting the lesson, the access data remains valid for 3 months. After that, the access expires automatically.
General terms and conditions
We refer to our general terms and conditions.